About ICI Mutual

Our Directors - 2018-2019 Board of Directors

Mr. Lawrence H. Kaplan (Chairman)
Partner and General Counsel
Lord, Abbett & Co. LLC

Mr. Barry Fink (Vice Chairman)
Interested Trustee
American Century Funds

Mr. James H. Bodurtha
Independent Director
BlackRock Mutual Funds

Mr. Martin A. Burns
Chief Industry Operations Officer
Investment Company Institute

Mr. Kevin M. Carome
Senior Managing Director and General Counsel
Invesco Ltd.

Mr. Joseph A. Carrier
Chief Risk Officer
Legg Mason, Inc.

Ms. Stefanie Chang Yu
Managing Director
Morgan Stanley

Mr. Kenneth C. Eich
Chief Operating Officer
Davis Selected Advisers, L.P.

Mr. Ronald H. Fielding
Independent Trustee
Saturna Investment Trust

Mr. Keith R. Fox CFA
Independent Director
DWS Funds

Ms. Maureen A. Gemma
Vice President & Chief Legal Officer of Eaton Vance Funds
Eaton Vance Management

Mr. Robert F. Gunia
Independent Director
Prudential Insurance Mutual Funds

Ms. Heidi W. Hardin
Executive Vice President and General Counsel
MFS Investment Management

Mr. William V. Healey
Director, Senior Special Counsel
Allianz Global Investors U.S. Holdings LLC

Ms. Diana P. Herrmann
President and Chief Executive Officer
Aquila Investment Management LLC

Mr. Steven M. Joenk
Chief Investment Officer
AXA Equitable Life Insurance Company

Mr. Michael L. Kimmel
Principal - Corporate Legal Services
Vanguard

Mr. Les M. Kratter
Senior Vice President
Franklin Resources, Inc.

Mr. Paul S. Kulig, Esq.
Facey Goss and McPhee P.C.

Mr. David Oestreicher
Vice President and Chief Legal Counsel
T. Rowe Price Associates, Inc.

Mr. David M. Pfeffer
Executive Vice President and Chief Financial Officer
OppenheimerFunds, Inc.

Mr. Mel Spinella
Senior Vice President and Treasurer
Capital Research and Management Company

Mr. Daniel T. Steiner
President
ICI Mutual Insurance Company

Mr. Paul Schott Stevens
President
Investment Company Institute

DIRECTORS ON SABBATICAL

Mr. James J. McMonagle
Independent Director
Selected Funds

AboutICI Mutual

ICI Mutual is the predominant provider of D&O/E&O liability insurance and fidelity bonding for the U.S. mutual fund industry. Its insureds represent more than 60% of the industry's assets.

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OurManagement & Staff

Our people grew up in the industry and are acknowledged, even by our competition, as industry experts. It's common for competing commercial insurers and brokers to call or email us for insight, information, or interpretation.

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