Litigation Notebook

Since 1995, ICI Mutual has tracked fund industry litigation and regulatory enforcement proceedings.  The Litigation Notebook provides (1) basic public information about recent lawsuits and regulatory proceedings (e.g., case captions, status, type of case); (2) free access to significant documents in those matters; and (3) to the extent applicable and available, additional public information about the matters, including procedural histories and links to relevant federal or state docket sheets or to the relevant regulators' websites.

To access the Litigation Notebook, click here.