Fast Facts

• Founded in 1987
• Domiciled in Vermont
• $314 million in equity as of December 31, 2023
• Insurance Coverages Provided
  • D&O/E&O Liability Policy
  • Investment Company Blanket Bond
  • Independent Directors Safety Net Liability Insurance
• Entities and Individuals Insured
  • Investment Companies, including mutual funds, closed-end funds, exchange-traded funds (ETFs), and unit investment trusts (UITs)
  • Fund Directors and Officers
  • Fund Advisers, for their services to investment companies and other investment advisory clients
  • Affiliated Service Entities, including transfer agents and principal underwriters
• Contact ICI Mutual

Data shown below represents tabulations as of December 31, 2023.