About ICI Mutual

Our Directors – 2025-2026 Board of Directors

Mr. David Oestreicher (Chair)

Vice President and Chief Legal Counsel

T. Rowe Price Associates, Inc.

Ms. Heidi W. Hardin (Vice Chair)

Executive Vice President and General Counsel

MFS Investment Management

Mr. Joe Boerio

Executive Vice President, Chief Risk & Transformation Officer

Franklin Templeton Investments, Inc.

Mr. Carlos E. Calderon

Chief Financial Officer

Ariel Investments

Mr. Mark E. Carver

Regional Product Strategy and Platform Manager

UBS Asset Management Americas

Ms. Caroline Cosby

Chief Audit Executive & Principal

The Vanguard Group, Inc.

Ms. Deidre Downes

Chief Compliance Officer

Morgan Stanley Funds

Mr. Kenneth C. Eich

Chief Operating Officer

Davis Selected Advisers, L.P.

Mr. Ronald H. Fielding

Independent Trustee

Saturna Investment Trust

Mr. Barry Fink

Independent Trustee

American Century Funds

Mr. Robert F. Gunia

Independent Director

Prudential Insurance Mutual Funds

Mr. Steven M. Joenk

Chief Investment Officer

Equitable Financial Life Insurance Company

Mr. Jeffrey H. Kupor

General Counsel and Senior Managing Director

Invesco Ltd.

Ms. Karrie McMillan

Independent Director

Principal Funds

Mr. John T. Mulligan

President

ICI Mutual Insurance Company

Mr. Jeffrey A. Naylor

Chief of Industry Operations

Investment Company Institute

Mr. Eric J. Pan

President & Chief Executive Officer

Investment Company Institute

Ms. Mary Ann Picciotto

Partner, Global Chief Compliance Officer

Lord, Abbett & Co. LLC

Ms. Michelle R. Rosenberg

Chief Administrative Officer, General Counsel and Company Secretary

Janus Henderson Investors

Mr. Michael Triessl

Senior Vice President and Deputy General Counsel

Capital Group

Ms. Hepsen Uzcan

CEO of DWS Americas, President and CEO of DWS Funds, Head of Product DWS Americas

DWS

Mr. Derick A. White

Consultant

D. White Consulting, LLC

Mr. Andrew R. Schlossberg

President & Chief Executive Officer

Invesco Ltd. (USA)

About ICI Mutual

ICI Mutual is the predominant provider of D&O/E&O liability insurance and fidelity bonding for the U.S. mutual fund industry. Its insureds represent more than 70% of the industry’s assets under management.

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Our Management & Staff

Our people are acknowledged, even by our competition, as industry experts. It’s common for competing commercial insurers and brokers to call or email us for insight, information, or interpretation.

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