About ICI Mutual

Our Directors - 2023-2024 Board of Directors

Ms. Stefanie Chang Yu (Chair)
Managing Director
Morgan Stanley Investment Management

Mr. David Oestreicher (Vice Chair)
Vice President and Chief Legal Counsel
T. Rowe Price Associates, Inc.

Mr. Mark E. Carver
Regional Product Strategy and Platform Manager
UBS Asset Management Americas

Ms. Suzanne E. Christensen
Senior Vice President - Head of Enterprise Risk
Franklin Templeton Investments

Ms. Caroline Cosby
Chief Audit Executive & Principal
The Vanguard Group, Inc.

Mr. Kenneth C. Eich
Chief Operating Officer
Davis Selected Advisers, L.P.

Mr. Ronald H. Fielding
Independent Trustee
Saturna Investment Trust

Mr. Barry Fink
Independent Trustee
American Century Funds

Ms. Heidi W. Hardin
Executive Vice President and General Counsel
MFS Investment Management

Ms. Diana P. Herrmann
President and Chief Executive Officer
Aquila Investment Management LLC

Mr. Steven M. Joenk
Chief Investment Officer
Equitable Financial Life Insurance Company

Mr. Christopher J. Kelley
Senior Vice President and Associate General Counsel
Amundi US

Mr. Jeffrey H. Kupor
General Counsel and Senior Managing Director
Invesco Ltd.

Ms. Karrie McMillan
Independent Director
Principal Funds

Mr. James J. McMonagle
Independent Director
Selected Funds

Mr. John T. Mulligan
President
ICI Mutual Insurance Company

Mr. Jeffrey A. Naylor
Chief of Industry Operations
Investment Company Institute

Mr. Eric J. Pan
President & Chief Executive Officer
Investment Company Institute

Ms. Michelle R. Rosenberg
Global General Counsel and Company Secretary
Janus Henderson Investors

Mr. Mel Spinella
Senior Vice President and Treasurer
Capital Research and Management Company

Ms. Hepsen Uzcan
Head of DWS Americas CEO Office, Head of Product, Americas and Head of U.S. Mutual Fund Business
DWS

Mr. Derick A. White
Consultant
Strategic Risk Solutions

Mr. George H. Walker (Ex-Officio)
Chairman & Chief Executive Officer
Neuberger Berman

DIRECTORS ON SABBATICAL

Mr. Robert F. Gunia
Independent Director
Prudential Insurance Mutual Funds

AboutICI Mutual

ICI Mutual is the predominant provider of D&O/E&O liability insurance and fidelity bonding for the U.S. mutual fund industry. Its insureds represent more than 60% of the industry's assets under management.

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OurManagement & Staff

Our people are acknowledged, even by our competition, as industry experts. It's common for competing commercial insurers and brokers to call or email us for insight, information, or interpretation.

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